Authors who retract for honest error say they aren’t penalized as a result

Daniele Fanelli

Are there two types of retractions? One that results from a form of misconduct, such as plagiarism or manipulating figures, and another that results from “honest errors,” or genuine mistakes the authors have owned up to? More and more research is suggesting that the community views each type very differently, and don’t shun researchers who make mistakes and try to correct the record. In yet another piece of evidence, Daniele Fanelli and his colleagues recently published the results of their interviews with 14 scientists who retracted papers for honest errors between 2010-2015. Although much of what scientists said affirmed what Fanelli – based at METRICS (the Meta-Research Innovation Center) at Stanford University – has long argued about retractions due to honest error, some of their answers surprised him.

Retraction Watch: We’ve seen the community reward scientists who retract papers for honest error, including a 2013 paper that showed no citation penalty for researchers who self-retract. Yet the interviewees said they were surprised to realize there weren’t any negative consequences to their self-retractions (some even got kudos for doing it). Why do you think people don’t realize how the community will view honest error?

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“It’s been three tough years:” Macchiarini whistleblower cleared of previous charges

Karl-Henrik Grinnemo

Karl-Henrik Grinnemo was worried. The doctor and clinical researcher at the Karolinska Institute was working with a high-profile surgeon who was performing a potentially life-saving procedure on patients, but Grinnemo saw that the patients weren’t doing very well. So in 2013, Grinnemo and three other doctors raised concerns about the work of Paolo Macchiarini. The surgeon initially fought back, and accused Grinnemo of misconduct. KI sided with the star surgeon, and found Grinnemo guilty of “carelessness” in a grant application to the Swedish Research Council, including plagiarism. Readers should by now know how the story ends – Macchiarini’s work has since been largely discredited. Recently, to clear his name, Grinnemo asked authorities to take a second look at his case – and he has been exonerated. We talked to him about the last few tumultuous years. 

Retraction Watch: How does the story begin?

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Ousted editor speaks: I did not manipulate citations

Artemi Cerdà

Last month, a publisher announced that one of its editors had resigned, following accusations he’d asked authors to cite particular papers, boosting his profile and that of journals where he worked. The publisher declined to name the editor. But when an anonymous report began circulating about the incident, the publisher named the researcher: Artemi Cerdà, based at the Universitat de València.

Cerdà has since resigned from other journals, but hadn’t made any public statements that we could find about the incident — until now.

We spoke with Cerdà, who asserted repeatedly that he had not forced authors to add citations to their papers, and was being unfairly accused by journals who had to explain why their impact factors had risen dramatically:

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They agreed to listen to a complaint about a paper. Then the harassment began.

We receive our fair share of tips, and most are well-intentioned attempts to clean up the scientific literature. However, sometimes would-be critics can veer into personal attacks. As chair of the Committee on Publication Ethics, Virginia Barbour has seen a lot. But nothing quite prepared her for being cyberbullied by someone the organisation had agreed to listen to when they raised a complaint about a published paper. In this guest post, Barbour tells the story of how COPE’s attempts to assist led to hundreds of harassing emails and unfounded accusations of a cover-up, which the complainant spread indiscriminately.

By its very nature, publication and research ethics often includes issues that are hard to resolve and it’s not uncommon for journals to receive  concerns from individuals about specific papers. COPE has guidance for its members on what to do when they are contacted by such individuals. We urge and support editors and publishers in taking issues raised seriously. Nonetheless, such individuals (whether anonymous or not) can experience difficulties in getting their cases heard and, in rare and unusual cases, face extreme measures to silence them.

At COPE, we therefore also have a mechanism whereby readers can raise concerns about an issue in a COPE member journal, if the journal and publisher have not been able to resolve the issue. We have devoted increasing resources to this mechanism, even though is not the primary reason for which COPE was set up. As a membership organisation, COPE does not have regulatory authority over journals or publishers, but we can review the process the journal or publisher followed to determine if best practice was followed.

Therefore, when we received an email in 2015 from a reader with a complaint about a published paper, we reviewed the initial correspondence and, as it appeared to be a legitimate issue, opened a file on the case and assigned council members to work on it according to our procedures.

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The latest sting: Will predatory journals hire “Dr. Fraud”?

Katarzyna Pisanski

From time to time, academics will devise a “sting” operation, designed to expose journals’ weaknesses. We’ve seen scientists submit a duplicated paper, a deeply flawed weight loss paper designed to generate splashy headlines (it worked), and an entirely fake paper – where even the author calls it a “pile of dung.” So it wasn’t a huge surprise when Katarzyna Pisanski at the University of Sussex and her colleagues found that so-called “predatory” journals – which are allegedly willing to publish subpar papers as long as the authors pay fees – often accepted a fake editor to join their team. In a new Nature Comment, Pisanski and her team (Piotr Sorokowski, Emek Kulczycki and Agnieszka Sorokowska) describe creating a profile of a fake scientist named Anna O. Szust (Oszust means “a fraud” in Polish). Despite the fact that Szust never published a single scholarly article and had no experience as a reviewer or editor, approximately one-third of predatory journals accepted Szust’s application as an editor. We spoke with Pisanski about the project.

Retraction Watch: What made you conceive of this project, and what did you hope to accomplish?

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An editor in chief was caught manipulating citations. Now he’s been asked to resign.

Artemi Cerdà

An earth science journal has asked an editor to resign after it was revealed he had been manipulating citations at multiple journals.

Artemi Cerdà had already agreed to step down temporarily from Land Degradation & Development after the publisher, Wiley, was alerted that Cerdà had resigned from other journals for citation manipulation. In a new statement, the journal announces that Cerdà’s resignation has become permanent.

Here’s the entire statement:

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Macchiarini blames Karolinska for losing data as he retracts 2014 paper

Ask and ye shall receive: A journal has retracted a 2014 paper by Paolo Macchiarini, upon request from the Karolinska Institutet (KI).

The latest news is only one step in a long-running saga about former star surgeon Macchiarini, who was dismissed from KI last year. To read more, check out our timeline.

KI announced it was asking the journal to pull the paper late last year, after concluding that four authors — including Macchiarini — were guilty of scientific misconduct. The paper had already been flagged by the journal with an expression of concern, noting the data presented in the paper may not be “fully representative” of the experiments.

Today, the journal issued a retraction notice, saying the authors wanted to retract the paper. All of the authors who could be reached have agreed to the retraction, including Macchiarini.

Here’s more from the notice:

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What leads to bias in the scientific literature? New study tries to answer

By now, most of our readers are aware that some fields of science have a reproducibility problem. Part of the problem, some argue, is the publishing community’s bias toward dramatic findings — namely, studies that show something has an effect on something else are more likely to be published than studies that don’t.

Many have argued that scientists publish such data because that’s what is rewarded — by journals and, indirectly, by funders and employers, who judge a scientist based on his or her publication record. But a new meta-analysis in PNAS is saying it’s a bit more complicated than that.

In a paper released today, researchers led by Daniele Fanelli and John Ioannidis — both at Stanford University — suggest that the so-called “pressure-to-publish” does not appear to bias studies toward larger so-called “effect sizes.” Instead, the researchers argue that other factors were a bigger source of bias than the pressure-to-publish, namely the use of small sample sizes (which could contain a skewed sample that shows stronger effects), and relegating studies with smaller effects to the “gray literature,” such as conference proceedings, PhD theses, and other less publicized formats.

However, Ferric Fang of the University of Washington — who did not participate in the study — approached the findings with some caution:

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Scientist who sued university earns two more retractions, bringing total to five

A scientist who sued his employer for millions of dollars has earned two more retractions, for papers that had already been flagged by the journal.

By our count, Rakesh Kumar now has five retractions and multiple corrections.

Kumar sued his employer, George Washington University, for $8 million, alleging emotional distress when they put him on leave from his position as department chair following a finding of misconduct. That suit was settled last year, for undisclosed terms.

The two newest retractions in the Journal of Biological Chemistry — which tagged the papers with Expressions of Concern last year — both state that, according to Kumar, the problematic figures were assembled by “specific co-authors” — unnamed — in his lab. Here’s the first notice:

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Japan, Taiwan taking closer look at fraud — and how to stop it

Two countries have recently announced plans to learn more about research misconduct, with the goal of preventing it from happening in the first place.

In Japan, the effort takes the form of a joint study group among six universities, which will interview researchers who have engaged in misconduct to discover patterns and common factors for their wrongdoing. In Taiwan, the government recently announced plans to establish an Office of Research Integrity, based on the version in the U.S., to investigate alleged cases of misconduct.

Here’s more about the new Taiwan office, from the Taipei Times:

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