Retraction Watch Database User Guide Appendix B: Reasons

ReasonDescription
Author UnresponsiveThe corresponding author(s) did not respond to journal/publisher requests for response, clarification, etc., about one or more concerns/issues with a publication. RW does not apply this reason when the lack of response is only to the language or posting of a notice of correction/EOC/retraction.ion after prior contact by Journal, Publisher or other original Authors
Bias Issues or Lack of BalanceAny question, controversy or dispute about balance or bias in any of the methods, analyses, results or any part of the published content. RW entries using this reason do not state or imply, nor should users infer, any intentionality.
Breach of Policy by AuthorA journal/publisher/institution states that one or more authors violated one or more of the journal/publisher/institution’s policy(ies). RW will use this reason when no other information about the correction/EOC/retraction is available (i.e., the notice only states that there was a breach of policy), or when the breach of policy (as an additional reason) cannot be addressed by existing reasons.
Cites Retracted WorkRetracted content is used in citations or referencing.
Civil ProceedingsCivil legal proceedings were instigated in response to the article and/or notice(s), or civil legal proceedings resulted in the correction/EOC/retraction/etc.
Complaints about AuthorComplaints about one or more authors in addition to concerns about the original article. RW may also use this reason for cases in which something about one or more authors is called into question following any notice, i.e., when complaints escalate to being entirely author-based.
Complaints about Company/InstitutionComplaints about one or more companies/institutions in addition to concerns about the original article. RW may also use this reason for cases in which something about one or more companies/institutions is called into question following any notice, i.e., when complaints escalate to being entirely company/institution-based.
Complaints about Third PartyComplaints about one or more third parties in addition to concerns about the original article. RW may also use this reason for cases in which something about one or more third parties is called into question following any notice, ie., when complaints escalate to being entirely third party-based.
Concerns/Issues about Animal WelfareAny question, controversy or dispute about any non-human test or study subject(s).
Concern/Issues about ArticleAny question, controversy or dispute about published content, or undefined sections of it.
Concerns/Issues About Authorship/AffiliationAny question, controversy or dispute about authorship and/or affiliation, except for false/forged authorship or false/forged affiliation. False/forged authorship or false/forged affiliation are covered under their own reasons.
Concerns/Issues About DataAny question, controversy or dispute about any of the data.
Concerns/Issues about Human Subject WelfareAny question, controversy or dispute about any human test or study subject(s).
Concerns/Issues About ImageAny question, controversy or dispute about one or more images, or part(s) of one or more images.
Concerns/Issues about Referencing/AttributionsAny question, controversy or dispute about references, citations, attributions, etc. This could include fabricated/falsified references, reference stacking, citing other work with an EOC or correction, etc.
Concerns/Issues about Results and/or ConclusionsAny question, controversy or dispute about the results and/or conclusions.
Concerns/Issues about Third Party InvolvementAny question, controversy or dispute about third party involvement.
Concerns/Issues with Peer ReviewThe peer review was not performed solely through journal error, or there are problems with the peer review that are not covered under “Fake Peer Review”.
Conflict of InterestAny question, controversy or dispute about author(s), editor(s), any third party and/or peer reviewer(s) having affiliations with companies, associations or institutions that may serve to influence how they conduct their role in any part of the research and/or publication process(es).
Contamination of Cell Lines/TissuesImpurities were found or suspected within cell lines or tissues.
Contamination of Materials Impurities were found or suspected within compounds, reagents or solutions used in experiments.
Copyright ClaimsDispute concerning permissions or ownership of materials (equipment, cell lines, etc.), technologies, images, text, patents, etc.
Criminal ProceedingsCriminal legal proceedings were instigated in response to the publication and/or notice(s), or criminal legal proceedings resulted in the correction/EOC/retraction/etc.
Date of Article and/or Notice UnknownThe article and/or notice do not have clear publication dates. RW may also use this reason when a publisher overwrites the original article’s HTML page with the notice, without changing the publication date to reflect the change.
Doing the Right ThingAn attribution made by co-founders of Retraction Watch indicating admirable behavior by one of the involved parties
Duplication of/in ArticleDuplication of a published item, or undefined sections of it.
Duplication of DataDuplication of any of the data. 
Duplication of/in ImageDuplication of one or more images, or part(s) of one or more images.
Duplication of TextDuplication of any of the text.
Duplication of Content through Error by Journal/PublisherDuplication of published content due to an error by the journal or publisher.
EOC LiftedExpression of Concern has been removed or is no longer applicable. Not to be confused with an “Upgraded to Retraction”
Error by Journal/PublisherAn error attributed to a journal/publisher.
Error by Third PartyAn error attributed to any third party.
Error in AnalysesOne or more errors in the evaluation of any of the data or in any calculation(s).
Error in Cell Lines/TissuesOne or more errors in the choice or identification of any of the cell lines or tissues.
Error in DataOne or more errors in any of the data.
Error in ImageOne or more errors in one or more images, or part(s) of one or more images.
Error in Materials One or more errors in one or more experimental materials. including reagents, mixing bowls, equipment or instrumentation.
Error in MethodsOne or more errors in the choice of and/or implementation of experimental protocol(s).
Error in Results and/or ConclusionsOne or more errors in any of the results and/or the conclusions.
Error in TextOne or more errors in any of the text.
Ethical Violations by AuthorWhen a journal/publisher/institution states that one or more authors have not met the journal/publisher/institution’s standards of publishing and/or research ethics. RW will use this reason when no other information about the correction/EOC/retraction is available (i.e., the notice only states that there was an ethical violation), or when the ethical violation (as an additional reason) cannot be addressed by existing reasons.
Ethical Violations by Company/Institution/Third PartyWhen a journal/publisher/institution states that one or more company(ies)/institution(s)/thirdparty(ies) have not met the journal/publisher/institution’s standards of publishing and/or research ethics. RW will use this reason when no other information about the correction/EOC/retraction is available (i.e., the notice only states that there was an ethical violation), or when the ethical violation (as an additional reason) cannot be addressed by existing reasons.
Euphemisms for DuplicationThe notice does not clearly state that the authors reused ideas, text, or images from one of their previously published items without suitable citation
Euphemisms for MisconductThe notice does not explicitly state that the reason for the notice is due to misconduct, despite a journal, publisher, company, institution, government agency or author explicitly stating that there was misconduct.
Euphemisms for PlagiarismThe notice describes plagiarism of material without using the words “plagiarize(d)” or “plagiarism.”
Fake Peer ReviewThe peer review was intentionally not performed in accordance with the journal’s guidelines or ethical standards
False/Forged AffiliationThe false/forged use of an affiliation/institutional name in the publication process.
Falsification/Fabrication of DataFalsification or fabrication of any data in order to mislead.
Falsification/Fabrication of ImageFalsification or fabrication in/of one or more images, or part(s) of one or more images, in order to mislead.
Falsification/Fabrication of ResultsFalsification or fabrication of results in order to mislead.
False/Forged AuthorshipThe false/forged use of one or more author names in the publication process.
Hoax PaperThe paper was intentionally drafted with fabricated or falsified data or other content with the goal of testing a journal or publisher’s manuscript acceptance policies.
Informed/Patient Consent – None/WithdrawnWhen informed/patient consent documentation is deemed insufficient or is not available or the participant later disputes/withdraws their approval.
Investigation by Company/InstitutionAn investigation by the company/institution listed as the affiliation of one or more authors.
Investigation by Journal/PublisherAn investigation by the journal/publisher of the article.
Investigation by ORIAn investigation by the United States Office of Research Integrity (ORI).
Investigation by Third PartyAn investigation by any third party that is not the United States Office of Research Integrity (ORI).
Lack of Approval from AuthorOne or more authors did not approve one or more parts of the research or publication process(es). RW also uses this reason if the notice mentions a lack of documentation of alleged approval.
Lack of Approval from Company/InstitutionOne or more companies/institutions did not approve one or more parts of the research or publication process(es). RW also uses this reason if the notice mentions a lack of documentation of alleged approval.
Lack of Approval from Third PartyOne or more third parties did not approve one or more parts of the research or publication process(es). RW also uses this reason if the notice mentions a lack of documentation of alleged approval.
Lack of IRB/IACUC Approval and/or ComplianceFailure to obtain consent from the institutional ethical review board overseeing human or animal experimentation prior to initiation of study, or failure to provide proof of such
Legal Reasons and/or ThreatsWhen a journal/publisher/author/third party uses the phrase “legal reasons,” documents litigation or legal threats, or mentions one or more specific laws
Manipulation of Data.Manipulation of any data.
Manipulation of ImagesManipulation of one or more images, or part(s) of one or more images.
Manipulation of ResultsManipulation of any results.
Miscommunication with/by AuthorOne or more authors misunderstood one or more parts of a message sent to and/or from one or more authors.
Miscommunication with/by Company/InstitutionOne or more companies/institutions misunderstood one or more parts of a message sent to and/or from one or more companies/institutions.
Miscommunication with/by Journal/PublisherOne or more journals/publishers misunderstood one or more parts of a message sent to and/or from one or more journals/publishers.
Miscommunication by Third PartyOne or more third parties misunderstood one or more parts of a message sent to and/or from one or more third parties.
Misconduct – Official Investigation/FindingAn investigation by an incorporated company, institution or government agency into misconduct allegations (founded or unfounded) and/or the finding(s) of misconduct by an incorporated company, institution or government agency.
Misconduct by AuthorStatement by journal, publisher, company, institution, government agency or author that one or more authors committed misconduct.
Misconduct by Company/InstitutionStatement by journal, publisher, company, institution, government agency or author that one or more companies/institutions committed misconduct.
Misconduct by Third PartyStatement by journal, publisher, company, institution, government agency or author that one or more third party(ies) committed misconduct.
No Further ActionThe journal or publisher has stated that no further action will be taken.
Nonpayment of Fees and/or Refusal to PayFees for services, licenses or access were not paid and/or completed, and/or there was a refusal to pay fees.
Not Presented at ConferenceThe paper/abstract/poster was not presented at the conference for which it was accepted.
Notice – Lack ofNo notice was published by the journal or publisher.
Notice – Limited or No InformationA notice provides minimal information as to the cause of the notice, or the original item is watermaked as retracted or corrected without explanation
Notice – Unable to Access via current resourcesThe notice is paywalled by the journal/publisher, only available in print or is in some form unavailable for inspection.
Objections by Author(s)One or more authors objected to the notice or the wording of the notice.
Objections by Company/InstitutionOne or more companies/institutions objected to the notice or the wording of the notice.
Objections by Third PartyOne or more third parties objected to the notice or the wording of the notice.
Original Data and/or Images not Provided and/or not AvailableThe original data or images for the published study is no longer available or is not given to the editorial staff.
Paper MillWhen a journal/publisher/institution states that a paper came from a paper mill or the paper is in a list of paper mill papers. RW may also use this reason to reflect that RW has identified multiple paper mill criteria applying to this paper.
Plagiarism of/in ArticlePlagiarism of a published item, or undefined sections of it.
Plagiarism of DataPlagiarism of any of the data.
Plagiarism of ImagePlagiarism of one or more images.
Plagiarism of TextPlagiarism of any of the text.
Publishing BanWhen a journal/publisher states that no manuscripts will be accepted from one or more authors of the original article. Bans could be for a limited time or indefinitely.
Computer-Aided Content or Computer-Generated ContentContains any content that was created via a text generator, randomizing algorithm, generative AI, etc. Some examples of these tools include Mathgen, Scigen, ChatGPT.
Results Not ReproducibleWhen repetition(s) of experiment(s), using the same materials and methods, failed to replicate the results in the original article.
Retract and ReplaceThe change of an item’s status reflecting that a retracted item will be replaced with a new publication in the same journal. The journal has indicated that the replacement should be cited as the version of record.
Rogue EditorUsed when an editor’s credentials are false/forged or when an editor subverts one or more processes under their purview. An “editor” may be an established editor affiliated with the journal or a guest editor.
Sabotage of Materials/MethodsAn intentional action by a third party, without the researchers’ knowledge or consent, to sabotage or contaminate experimental ingredients or processes in order to influence experimental outcome(s).
Salami SlicingThe publication of several articles using the same dataset by breaking it into sections, with the intent of exploiting a limited data set for the production of several published works. This does not apply to large multi-group studies such as the Framingham Heart Study.
Taken from Dissertation/ThesisThe duplicated or plagiarized content was taken from an academic dissertation or thesis.
Taken via Peer ReviewThe duplicated or plagiarized content was taken during the peer review process.
Taken via TranslationThe duplicated or plagiarized content was created via a translation from one language to another.
Temporary RemovalThe original article is removed from the journal’s publishing platform and the notice states the removal will be for an undefined period of time.
Transfer of Copyright and/or OwnershipA change in the copyright and/or ownership of the article or any of its content.
Unreliable DataAny of the data is unreliable.
Unreliable ImageOne or more images, or part(s) of one or more images, are unreliable.
Unreliable Results and/or ConclusionsAny of the results and/or conclusions are unreliable.
Updated to CorrectionThe article has a correction after this notice.
Updated to Expression of ConcernThe article has an expression of concern after this notice.
Updated to RetractionThe article has a retraction after this notice.
Upgrade/Update of Prior Notice(s)At least one prior notice for the article has been upgraded or updated with this notice.
RemovedThe original article is removed from access on the journal’s website or publishing platform.
Withdrawn as Out of DateThe article has been retracted as part of a journal’s process of keeping guidelines or reviews current for professional use.
Withdrawn to Publish in Different JournalThe article was taken from one journal/platform or access type to be published in a different journal/platform or with a different access type.