Retraction Watch Database User Guide Appendix B: Reasons

ReasonDescription
Author UnresponsiveAuthor(s) lack of communication after prior contact by Journal, Publisher or other original Authors
Bias Issues or Lack of BalanceFailure to maintain objectivity in the presentation or analysis of information
Breach of Policy by AuthorA violation of the Journal, Publisher or Institutional accepted practices by the author
Breach of Policy by Third PartyA violation of the Journal, Publisher or Institutional accepted practices by a person or company/institution not the authors
Cites Retracted WorkA retracted item is used in citations or referencing
Civil ProceedingsNon-criminal litigation arising from the publication of the original article or the related notice(s)
Complaints about AuthorAllegations made strictly about the author without respect to the original article
Complaints about Company/InstitutionAllegations made strictly about the author’s affiliation(s) without respect to the original article
Complaints about Third PartyAllegations made strictly about those not the author or the author’s affiliation(s) without respect to the original article
Concerns/Issues about Animal WelfareAny question, controversy or dispute of the treatment of non-human study subjects
Concerns/Issues About AuthorshipAny question, controversy or dispute over the rightful claim to authorship, excluding forged authorship
Concerns/Issues About DataAny question, controversy or dispute over the validity of the data
Concerns/Issues about Human Subject WelfareAny question, controversy or dispute of the treatment of human study subjects
Concerns/Issues About ImageAny question, controversy or dispute over the validity of the image
Concerns/Issues about Referencing/AttributionsAny question, controversy or dispute over whether ideas, analyses, text or data are properly credited to the originator
Concerns/Issues About ResultsAny question, controversy or dispute over the validity of the results
Concerns/Issues about Third Party InvolvementAny question, controversy or dispute over the rightful claim to authorship, excluding forged authorship
Concerns/Issues with Peer ReviewThe peer review was not performed through journal error, or there are problems with the peer review that are not specified.
Conflict of InterestAuthors having affiliations with companies, associations, or institutions that may serve to influence their belief about their findings
Contamination of Cell Lines/TissuesImpurities found within cell lines or tissues
Contamination of Materials (General)Impurities found within compounds or solutions used in experiments
Contamination of ReagentsImpurities found within compounds or solutions used to drive experimental outcomes
Copyright ClaimsDispute concerning right of ownership of a publication
Criminal ProceedingsCourt actions that may result in incarceration or fines arising from the publication of the original article or the related notice(s)
Date of Retraction/Other UnknownA lack of publishing date given on the notice – or the date on the notice is not representative of the actual notice date.  Commonly found when Publishers overwrite the original article’s HTML page with the retraction notice, without changing the publication date to reflect such.
Doing the Right ThingAn attribution made by co-founders of Retraction Watch indicating admirable behavior by one of the involved parties
Duplication of ArticleAlso known as “self-plagiarism”.  Used when an entire published item, or undefined sections of it, written by one or all authors of the original article, are repeated in the original article without appropriate citation.  
Duplication of DataAlso known as “self-plagiarism”.  Used when the all or part of the data from an item written by one or all authors of the original article, are repeated in the original article without appropriate citation.  
Duplication of ImageAlso known as “self-plagiarism”.  Used when an image from an item written by one or all authors of the original article is repeated in the original article without appropriate citation.  
Duplication of TextAlso known as “self-plagiarism”.  Used when sections of text from an item written by one or all authors of the original article, are repeated in the original article without appropriate citation.  
Duplicate Publication through Error by Journal/PublisherUsed when a Journal or Publisher incorrectly publishes the same article more than once. Differs from Duplication of Article, which is typically due to dual submission by the article’s authors.
EOC LiftedExpression of Concern has been removed or is no longer applicable
Error by Journal/PublisherA mistake attributed to a Journal Editor or Publisher
Error by Third PartyA mistake attributed to a person or other, who is not an author or representative of the Journal or Publisher
Error in AnalysesA mistake made in the evaluation of the data or calculations
Error in Cell Lines/TissuesA mistake made in the identification of cell lines or tissues, or the choice of an incorrect cell line or tissue
Error in DataA mistake made in the data, either in data entry, gathering or identification
Error in ImageA mistake made in the preparation or printing of an image
Error in Materials (General)A mistake made in the choice of materials in the performance of experiments (eg., reagents, mixing bowls, etc)
Error in MethodsA mistake made in the experimental protocol, either in following the wrong protocol, or in erring during the performance of the protocol
Error in Results and/or ConclusionsA mistake made in determining the results or establishing conclusions from an experiment or analysis
Error in TextA mistake made in the written portion of the item
Ethical Violations by AuthorWhen an author performs an action contrary to accepted standards of behavior.  Generally used only when stated as such in the notice and no other specific reason (e.g., duplication of image) is given.  
Ethical Violations by Third PartyWhen any person not an author performs an action contrary to accepted standards of behavior.  Generally used only when stated as such in the notice and no other specific reason (e.g., duplication of image) is given.  
Euphemisms for DuplicationThe notice does not clearly state that the authors reused ideas, text, or images from one of their previously published items without suitable citation
Euphemisms for MisconductThe notice does not clearly state that the reason for the notice is due to fabrication, falsification, or plagiarism by one or all the authors, despite an institutional report stating such.
Euphemisms for PlagiarismThe notice does not clearly state that the authors reused ideas, text, or images, without suitable citation, from items published by those not the authors
Fake Peer ReviewThe peer review was intentionally not performed in accordance with the journal’s guidelines or ethical standards
Falsification/Fabrication of DataIntentional changes to data so that it is not representative of the actual finding
Falsification/Fabrication of ImageIntentional changes to an image so that it is not representative of the actual data
Falsification/Fabrication of ResultsIntentional changes to results so that it is not representative of the actual finding
Forged AuthorshipThe fraudulent use of an author name in submitting a manuscript for publication
Hoax PaperPaper intentionally drafted with fraudulent data or information with the specific intent of testing a journal’s or publisher’s manuscript acceptance policies
Informed/Patient Consent – None/WithdrawnWhen the full risks and benefits from being in an experiment are not provided to and accepted by the participant, or the participant chooses to later recant their approval
Investigation by Company/InstitutionAn evaluation of allegations by the affiliations of one or all of the authors
Investigation by Journal/PublisherAn evaluation of allegations by the Journal or Publisher
Investigation by ORIAn evaluation of allegations by the United State Office of Research Integrity
Investigation by Third PartyAn evaluation of allegations by a person, company or institution not the Authors, Journal, Publisher or ORI
Lack of Approval from AuthorFailure to obtain agreement from original author(s)
Lack of Approval from Company/InstitutionFailure to obtain agreement from Company/Institution
Lack of Approval from Third PartyFailure to obtain agreement from Third Party
Lack of IRB/IACUC ApprovalFailure to obtain consent from the institutional ethical review board overseeing human or animal experimentation prior to initiation of study, or failure to provide proof of such
Legal Reasons/Legal ThreatsActions taken to avoid or foster litigation
Manipulation of ImagesThe changing of the presentation of an image by reversal, rotation or similar action
Manipulation of ResultsThe changing of the presentation of results which may lead to conclusions not otherwise warranted
Miscommunication by AuthorError in messaging from or to author
Miscommunication by Company/InstitutionError in messaging from or to authors’ affiliations
Miscommunication by Journal/PublisherError in messaging from or to Journal or Publisher
Miscommunication by Third PartyError in messaging from or to any party not the author, affiliations,  journal of publisher
Misconduct – Official Investigation/FindingFinding of misconduct after investigation by incorporated company, institution of governmental agency
Misconduct by AuthorStatement Journal, Publisher, Company, Institution, Governmental Agency, or Author that author committed misconduct
Misconduct by Company/InstitutionStatement Journal, Publisher, Company, Institution, or Governmental Agency that Company/Institution committed misconduct
Misconduct by Third PartyStatement Journal, Publisher, Company, Institution, or Governmental Agency that a third party committed misconduct
No Further ActionGenerally applicable to Expressions of Concern – Statement by Editor or Publisher that the notice in question is the final disposition
Nonpayment of Fees/Refusal to PayLack of payment of full amount due for services rendered or for rights of access
Notice – Lack ofNo Notice was published by the Journal or Publisher, and the article is removed from the publishing platform.  
Notice – Limited or No InformationA notice provides minimal information as to the cause of the notice, or the original item is watermaked as retracted or corrected without explanation
Notice – Unable to Access via current resourcesThe notice is paywalled, only in print, or in some form unavailable for inspection at this time.
Objections by Author(s)A complaint by any of the original authors or refusal to agree actions taken by the Journal or Publisher
Objections by Company/InstitutionA complaint by any of the original authors’ affiliation(s) or refusal by same to agree actions taken by the Journal or Publisher
Objections by Third PartyA complaint by any person, company or institution not of the original authors, or refusal by same to agree actions taken by the Journal or Publisher
Original Data not ProvidedThe original data or images for the published study is no longer available or is not given to the editorial staff.
Paper MillA business that creates and sells research papers where the buyer(s) claim authorship; the business is generally unacknowledged as a contributor.
Plagiarism of ArticleUsed when an entire published item, or undefined sections of it, and not written by one or all authors of the original article, are repeated in the original article without appropriate citation.  
Plagiarism of DataUsed when the all or part of the data from an item not written by one or all authors of the original article, are repeated in the original article without appropriate citation.  
Plagiarism of ImageUsed when an image from an item not written by one or all authors of the original article is repeated in the original article without appropriate citation.  
Plagiarism of TextUsed when sections of text from an item not written by one or all authors of the original article, are repeated in the original article without appropriate citation.  
Publishing BanA Journal or Publisher states that no manuscripts will be acceptance from one or all the authors of the original article.  It can be for a limited time, or indefinitely.
Randomly Generated ContentText or data that was created via a randomizing algorithm such as Mathgen or Scigen
Results Not ReproducibleExperiments conducted, using the same materials and methods, that fail to replicate the finding of the original article
Retract and ReplaceThe permanent change of an item to a non-citable status, with a subsequent republication by the same journal after substantial changes to the item
Rogue EditorApplies to fraudulent editor (i.e. non-existent or with false credential); applies to those lists as “Guest Editor” as well;
Sabotage of MaterialsAn intentional action to surreptitiously change or contaminate experimental ingredients in order to artificially change the experimental outcome
Sabotage of MethodsAn intentional action to surreptitiously change or contaminate experimental instruments or tools in order to artificially change the experimental outcome
Salami SlicingThe publication of several articles by using the same (small) dataset, but by breaking it into sections, with the intent of exploiting a limited data set for the production of several published works  This does not apply to large multi-group studies such as the Framingham Heart Study.
Taken from Dissertation/ThesisThe duplicated or plagerized item was an academic Dissertation or Thesis.
Temporary RemovalAn original article is removed from the Journal’s publishing platform for an undefined period of time, after which, if returned to the publishing platform, it appears with minimal or no substantial changes
Transfer of Copyright/OwnershipArticles removed from a publishing platform due to change in the Copyright/Ownership of the article
Unreliable DataThe accuracy or validity of the data is questionable
Unreliable ImageThe accuracy or validity of the image is questionable
Unreliable ResultsThe accuracy or validity of the results is questionable
Updated to CorrectionA prior notice has been changed to the status of a Correction
Updated to RetractionA prior notice has been changed to the status of a Retraction
Upgrade/Update of Prior NoticeEither a change to or affirmation of a prior notice
WithdrawalThe original article is removed from access on the Journal’s publishing platform.
Withdrawn (out of date)The article has been retracted as part of the journal’s normal process of keeping guidelines or reviews current for professional use.
Withdrawn to Publish in Different JournalJournal/Publisher removed an article from one journal platform to publish in a different journal platform.